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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-09-08 |
Branch Locations
203 Commerce Dr Ste B, Quarryville, PA 17566 • United States
962 Billingsport Rd, Paulsboro, NJ 08066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | West Chester | PA | 01/2003 | Present |
1. 2/21/2008 - FISHER WEALTH MANAGEMENT GROUP - Investment Related - At Reported Business Location - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
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