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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-08
  • PA RA
    APPROVED
    Since 2016-09-08

Branch Locations

203 Commerce Dr Ste B, Quarryville, PA 17566 • United States

962 Billingsport Rd, Paulsboro, NJ 08066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) West Chester PA 01/2003 Present
  • 01/2003 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    West Chester, PA
Other Businesses

1. 2/21/2008 - FISHER WEALTH MANAGEMENT GROUP - Investment Related - At Reported Business Location - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-25
S63 Uniform Securities Agent State Law Examination 1993-04-02
  • S65 Uniform Investment Adviser Law Examination
    1994-01-25
  • S63 Uniform Securities Agent State Law Examination
    1993-04-02
Designations
Other Names
  • Charles Rush Jr Fisher

View on SEC IAPD

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