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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-21
PA RA APPROVED 2024-09-16
  • MD RA
    APPROVED
    Since 2024-11-21
  • PA RA
    APPROVED
    Since 2024-09-16

Branch Locations

2510 Delta Road, Brogue, PA 17309 • United States

203 International Circle, Hunt Valley, MD 21030 • United States

105 Leader Heights Rd., York, PA 17403 • United States

One Market Way West Suite 101, York, PA 17401 • United States

2587 Cape Horn Road, Red Lion, PA 17356 • United States

320 North Main Street, York, PA 17408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Peoplesbank York PA 05/2015 09/2024
Cetera Advisor Networks, Llc El Segundo CA 05/2015 11/2016
Lpl Financial York PA 11/2016 09/2024
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Ll Schaumburg IL 09/2024 Present
Orrstown Bank Dba Orrstown Financial Advisors York PA 09/2024 Present
  • 05/2015 → 09/2024
    Peoplesbank
    York, PA
  • 05/2015 → 11/2016
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 11/2016 → 09/2024
    Lpl Financial
    York, PA
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Cetera Investment Advisers Ll
    Schaumburg, IL
  • 09/2024 → Present
    Orrstown Bank Dba Orrstown Financial Advisors
    York, PA
Previous Registrations
  • 2016-11-22 → 2024-09-20
    York, PA
    San Diego, CA
    York, PA
    Glen Rock, PA
    Elizabethtown, PA
    Jacobus, PA
    York, PA
    Hanover, PA
    York, PA
    Hanover, PA
    York, PA
    York, PA
    Stewartstown, PA
    York, PA
    York, PA
    Camp Hill, PA
    Dover, PA
    Hanover, PA
    Shrewsbury, PA
    Shrewsbury, PA
    York, PA
    Brogue, PA
    Red Lion, PA
    York, PA
    Bel Air, MD
  • 2015-05-12 → 2016-11-22
    Cetera Wealth Services, Llc
    York, PA
    York, PA
  • 2009-01-02 → 2015-04-28
    York, PA
  • 2008-06-04 → 2009-01-02
    Raymond James Financial Services, Inc.
    York, PA
    Lancaster, PA
  • 2008-03-18 → 2008-06-05
    Cetera Investment Services Llc
    York, PA
    York, PA
Other Businesses

1. NAME OF OTHER BUSINESS: ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / SECURITIES DBA; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR II - VP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SALES OF SECURITIES AND INSURANCE PRODUCTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-12
S63 Uniform Securities Agent State Law Examination 1995-05-10
  • S65 Uniform Investment Adviser Law Examination
    2008-03-12
  • S63 Uniform Securities Agent State Law Examination
    1995-05-10

View on SEC IAPD

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