Douglas Alan King

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2025
  Avantax Advisory Services
  Dallastown, PA
• 03/2018 → 09/2025
  Avantax Insurance Agency Llc
  Dallastown, PA
• 09/2020 → 11/2021
  Eva A. Waltemyer Estate
  Dallastown, PA
• 01/2006 → Present
  King & Associates Cpa, Pc
  Dallastown, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallastown, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/1998 → 09/2025
  Avantax Investment Services, Inc.
  Dallastown, PA

Previous Registrations

• 2016-05-13 → 2025-09-05
  Avantax Advisory Services
  Dallastown, PA

Other Businesses

1) King & Associates CPA, PC 130 E Main St~Dallastown~PA~17313~Tax Preparation/Accounting~President~1/1/2006~150hrs~150hrs~Managing Partner 2) DOUGLAS A KING POSITION: Registered Representative NATURE: Sale of Equity Indexed Annuities through Avantax INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2022 ADDRESS: 130 East Main Street, Dallastown PA 17313, United States DESCRIPTION: Gather client information. Determine if the investment is suitable. Review various options or consult with Wealth Management for recommendations for this particular client. Complete any required training. Distribute required disclosures to client. 3)KING FINANCIAL SOLUTIONS POSITION: Owner NATURE: I reserved the name King Financial Solutions with PA Department of State. I did this solely for future use of this name in case I can no longer use the name King Financial Services which I have been using for over 20 years. At this point, I am not soliciting any business under this name, have any business cards, letterhead, websites or anything associated with the name King Financial Solutions. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2023 ADDRESS: 130 East Main Street, Dallastown PA 17313, United States DESCRIPTION: N/A

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-21

Designations

• Personal Financial Specialist

Other Names

• Douglas Alan King
• Doug King