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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-06-22 |
Branch Locations
69 East Forrest Ave., Shrewsbury, PA 17361 • United States
6960 Delta Rd., Delta, PA 17314 • United States
900 Country Club Rd., Red Lion, PA 17356 • United States
750 Lombard Rd., Red Lion, PA 17356 • United States
10 North Main St., Stewartstown, PA 17363 • United States
750 Hellam St., Wrightsville, PA 17368 • United States
York, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Stewartstown | PA | 06/2021 | Present |
| Lpl Financial Llc | Stewartstown | PA | 06/2021 | Present |
| Wilmington Advisors | Red Lion | PA | 06/2021 | Present |
| M&T Securities, Inc. | Buffalo | NY | 05/2003 | 06/2021 |
1. 04/21/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 09/16/2021 - No Business Name - Investment Related - Shrewsbury, PA 17361 - Real Estate Rental - Start Date: 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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