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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-14 |
Branch Locations
8181 Communications Pkwy. Bldg B, Plano, TX 75024 • United States
8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States
8181 Communications Pkwy, Bldg A Floor 4, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Mansfield | TX | 04/2019 | 04/2019 |
| Fms Technology Group | Plano | TX | 10/2017 | 04/2019 |
| Liberty Tax Service | The Colony | TX | 01/2019 | 03/2019 |
| Hd Vest Investment Services | Irving | TX | 08/2016 | 10/2017 |
| J.P. Morgan Securities Llc | Plano | TX | 05/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
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