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Karlie Ruda

Wells Fargo Clearing Services, LLC

New York, NY

CRD 7401226

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
NY RA APPROVED 2026-07-16
  • TX RA
    APPROVED
    Since 2026-07-20
  • NY RA
    APPROVED
    Since 2026-07-16

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 01/2025 Present
Wells Fargo Advisors Rochester NY 05/2021 08/2021
Abercrombie & Fitch Co New York NY 08/2024 01/2025
Abbott's Frozen Custard Pittsford NY 05/2022 08/2023
University Of Pittsburgh Pittsburgh PA 08/2020 12/2023
Pittsford Mendon High School Pittsford NY 09/2016 06/2020
N/A New York NY 01/2024 08/2024
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 05/2021 → 08/2021
    Wells Fargo Advisors
    Rochester, NY
  • 08/2024 → 01/2025
    Abercrombie & Fitch Co
    New York, NY
  • 05/2022 → 08/2023
    Abbott's Frozen Custard
    Pittsford, NY
  • 08/2020 → 12/2023
    University Of Pittsburgh
    Pittsburgh, PA
  • 09/2016 → 06/2020
    Pittsford Mendon High School
    Pittsford, NY
  • 01/2024 → 08/2024
    N/A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-16
  • S66 Uniform Combined State Law Examination
    2026-07-16

View on SEC IAPD

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