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Fernando Diaz

Ubs Asset Management (Americas) LLC

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-31
  • NY RA
    APPROVED
    Since 2026-07-31

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banana Republic New York NY 09/2017 12/2017
Blackrock New York NY 07/2019 08/2019
Lehman College Bronx NY 08/2019 06/2023
Ubs Asset Management (Us) Inc. New York NY 08/2023 Present
Aviation High School Long Island City NY 08/2015 06/2019
Ubs Asset Management (Americas) Llc New York NY 01/2026 Present
  • 09/2017 → 12/2017
    Banana Republic
    New York, NY
  • 07/2019 → 08/2019
    Blackrock
    New York, NY
  • 08/2019 → 06/2023
    Lehman College
    Bronx, NY
  • 08/2023 → Present
    Ubs Asset Management (Us) Inc.
    New York, NY
  • 08/2015 → 06/2019
    Aviation High School
    Long Island City, NY
  • 01/2026 → Present
    Ubs Asset Management (Americas) Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31

View on SEC IAPD

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