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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-15 |
| IL | RA | APPROVED | 2026-07-10 |
Branch Locations
211 Fulton Street Suite 500A, Peoria, IL 61602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Peoria | IL | 05/2026 | Present |
| Bmo Harris Bank | Chicago | IL | 03/2020 | 03/2021 |
| Swoon Staffing | Chicago | IL | 06/2019 | 02/2020 |
| Richards Building Supply | Champaign | IL | 01/2018 | 05/2019 |
| Sherwin Williams | Peoria | IL | 11/2016 | 01/2018 |
| Sherwin Williams | Peoria | IL | 06/2015 | 11/2016 |
| Goldman Sachs | Chicago | IL | 05/2021 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-30 |
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