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Jordan Matthew Garofalo

Ubs Financial Services Inc.

Purchase, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilson Elser White Plains NY 10/2018 10/2019
Ubs Financial Services Inc. White Plains NY 11/2020 Present
Marist College Poughkeepsie NY 08/2014 08/2018
Unemployed Mamaroneck NY 10/2019 11/2020
  • 10/2018 → 10/2019
    Wilson Elser
    White Plains, NY
  • 11/2020 → Present
    Ubs Financial Services Inc.
    White Plains, NY
  • 08/2014 → 08/2018
    Marist College
    Poughkeepsie, NY
  • 10/2019 → 11/2020
    Unemployed
    Mamaroneck, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-10
S63 Uniform Securities Agent State Law Examination 2026-06-20
  • S65 Uniform Investment Adviser Law Examination
    2026-08-10
  • S63 Uniform Securities Agent State Law Examination
    2026-06-20

View on SEC IAPD

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Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY
RBC CAPITAL MARKETS, LLC · PURCHASE, NY

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