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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-07-19 |
Branch Locations
444 E Bert Kouns Ind Loop, Shreveport, LA 71106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Shreveport | LA | 06/2014 | Present |
| Level Four Advisory Services | Shreveport | LA | 07/2014 | 07/2021 |
1. 6/26/2014: SUNRISE RETIREMENT & FINANCIAL CONSULTANTS - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 10/20/2021 - Sunrise Center LLC - Not Investment Related - At Reported Business Location(s) - Other-Business owner - Started 07/15/2016 - 1 Hour Per Month During Securities Trading. 3. 12/07/2021 - Blackburn & Nelson LLC - Investment Related - 444 E Bert Kouns Industrial Loop, Shreveport, LA 71106 - Real Estate Rental - Start Date: 07/01/2016 - 1 Hour Per Month/1 Hour During Securities Trading - Partner in the ownership of a building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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