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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
IA RA APPROVED 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • IA RA
    APPROVED
    Since 2016-12-14

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

8301 Douglas Ave, Urbandale, IA 50322 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Waukee IA 08/2016 11/2016
Wells Fargo Bank, Na Waukee IA 03/2015 Present
Wells Fargo Clearing Services, Llc Waukee IA 11/2016 Present
  • 08/2016 → 11/2016
    Wells Fargo Advisors Llc
    Waukee, IA
  • 03/2015 → Present
    Wells Fargo Bank, Na
    Waukee, IA
  • 11/2016 → Present
    Waukee, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
S63 Uniform Securities Agent State Law Examination 2016-11-16
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
  • S63 Uniform Securities Agent State Law Examination
    2016-11-16
Other Names
  • Robert Meadows

View on SEC IAPD

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