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Christopher Castillo

Northwestern Mutual Investment Services, LLC

Boca Raton, FL

Chicago, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-25
  • FL RA
    APPROVED
    Since 2026-08-25

Branch Locations

1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 11/2020 04/2026
Straits Financial Chicago IL 01/2016 07/2018
Ten Count Consulting Chicago IL 10/2018 12/2019
League Trading Chicago IL 09/2019 11/2020
Northwestern Mutual Investment Services Llc Fort Myers FL 07/2026 Present
Joseph Small Fort Meyers FL 03/2026 Present
  • 11/2020 → 04/2026
    Morgan Stanley
    Chicago, IL
  • 01/2016 → 07/2018
    Straits Financial
    Chicago, IL
  • 10/2018 → 12/2019
    Ten Count Consulting
    Chicago, IL
  • 09/2019 → 11/2020
    League Trading
    Chicago, IL
  • 07/2026 → Present
    Northwestern Mutual Investment Services Llc
    Fort Myers, FL
  • 03/2026 → Present
    Joseph Small
    Fort Meyers, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2015-10-26

View on SEC IAPD

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FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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