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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-17 |
Branch Locations
3100 Smoketree Court Suite 1000, Raleigh, NC 27604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Southern Pines | NC | 03/2022 | 05/2022 |
| Securities America, Inc. | Southern Pines | NC | 05/2022 | 06/2024 |
| Franklin Templeton | St. Petersburg | FL | 07/2013 | 02/2022 |
| Securities America Advisors | Southern Pines | NC | 07/2022 | 06/2024 |
| Osaic Wealth, Inc. | Southern Pines | NC | 06/2024 | 10/2024 |
| Osaic Wealth, Inc. | Southern Pines | NC | 06/2024 | 10/2024 |
| Equitable Advisors, Llc | New York | NY | 07/2026 | Present |
| Unemployed | Southern Pines | NC | 10/2024 | 07/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-05 |
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