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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-23 |
| CA | RA | APPROVED | 2020-12-03 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
665 Marsh St, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Luis Obispo | CA | 08/2016 | 11/2016 |
| Wells Fargo Bank, Na | San Luis Obispo | CA | 07/2014 | Present |
| M & R Investments | Morro Bay | CA | 02/2009 | Present |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 11/2016 | Present |
M & R INVESTMENTS, NOT INV RELATED, WICHITA, KA, EXECUTIVE ADMINISTRATIVE ASSISTANT, START: 4/12/2023, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: ADMINISTRATIVE ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-16 |
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