Kelly Ann Hagerman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors Llc
  San Luis Obispo, CA
• 07/2014 → Present
  Wells Fargo Bank, Na
  San Luis Obispo, CA
• 02/2009 → Present
  M & R Investments
  Morro Bay, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Luis Obispo, CA

Other Businesses

M & R INVESTMENTS, NOT INV RELATED, WICHITA, KA, EXECUTIVE ADMINISTRATIVE ASSISTANT, START: 4/12/2023, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: ADMINISTRATIVE ONLY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-03
• S63 Uniform Securities Agent State Law Examination
  2016-11-16

Other Names

• Kelly Hagerman