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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-19 |
| TX | RA | APPROVED | 2026-08-19 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 08/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 08/2026 | Present |
| Robert W. Baird & Co | New York | NY | 10/2019 | 07/2026 |
| Unemployed | New York | NY | 07/2019 | 09/2019 |
| Barclays Capital Inc | New York | NY | 01/2017 | 06/2019 |
| Unemployed | New York | NY | 12/2016 | 12/2016 |
| Bnp Paribas Usa | New York | NY | 07/2016 | 11/2016 |
NAME OF OTHER BUSINESS:Rumble Boxing Hylan Plaza IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:2712 Hylan Blvd,Staten Island,NY,10306,USA NATURE OF OTHER BUSINESS:Studio Fitness YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2022-12-30 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:8 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Administrative - hiring, payroll, books, franchise development IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-27 |
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