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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-06
  • CA RA
    APPROVED
    Since 2026-03-06

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

4180 La Jolla Village Drive Suite 315, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efficient Market Advisors, Llc San Diego CA 07/2016 02/2017
Cantor Fitzgerald Investment Advisors Lp San Diego CA 03/2017 04/2023
Cantor Fitzgerald Investment Advisors San Diego CA 01/2026 Present
Tbm Consulting Group Morrisville NC 04/2023 07/2025
Unemployed San Diego CA 07/2025 01/2026
  • 07/2016 → 02/2017
    Efficient Market Advisors, Llc
    San Diego, CA
  • 03/2017 → 04/2023
    Cantor Fitzgerald Investment Advisors Lp
    San Diego, CA
  • 01/2026 → Present
    San Diego, CA
  • 04/2023 → 07/2025
    Tbm Consulting Group
    Morrisville, NC
  • 07/2025 → 01/2026
    Unemployed
    San Diego, CA
Previous Registrations
Other Businesses

Uber Technologies; Not Investment Related; 1515 3rd Street, San Francisco, CA 94158; uber eats driver on the weekends.; Driver; 08-01-2025; Approximate number of hours devoted to this other business: 10; None during securities trading hours; Pick up food from restaurants and deliver to customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-13
  • S65 Uniform Investment Adviser Law Examination
    2026-02-13
Other Names
  • Spencer Herbert William Morgan

View on SEC IAPD

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