Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-04
  • FL RA
    APPROVED
    Since 2026-08-04

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Gainesville FL 08/2015 09/2025
Ubs Financial Services Inc. Gainesville FL 07/2026 Present
Unemployed Gainesville FL 09/2025 07/2026
  • 08/2015 → 09/2025
    Ubs Financial Services
    Gainesville, FL
  • 07/2026 → Present
    Gainesville, FL
  • 09/2025 → 07/2026
    Unemployed
    Gainesville, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-19
S63 Uniform Securities Agent State Law Examination 2002-04-05
  • S65 Uniform Investment Adviser Law Examination
    2005-10-19
  • S63 Uniform Securities Agent State Law Examination
    2002-04-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gainsville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor