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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-08-21 |
| TX | RA | APPROVED | 2015-08-20 |
Branch Locations
4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Gainsville | FL | 08/2015 | Present |
1) Community Foundation of North Central Florida / 3919 W Newberry Road, #3 Gainesville, FL 32607 / Foundation/ Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / General Community Outreach and Awareness Efforts / Start Date 7/1/2014 / 1 hour, 2-3 times per year /// 2) Anthem Community Church, Inc. / 2902 SW 75th Street Gainesville, FL 32608-9530 / Company/ Charities, Cultural, Educational & Political Organisations / Christian Non-Denominational Church / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / Provide advice to church leadership and elders regarding budgeting and expenditures / Start Date 1/1/16 ///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-07 |
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