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Jeffrey S Rizzo

Ubs Financial Services Inc.

Gainsville, FL

Newberry, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-21
TX RA APPROVED 2015-08-20
  • FL RA
    APPROVED
    Since 2015-08-21
  • TX RA
    APPROVED
    Since 2015-08-20

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Newberry, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Gainsville FL 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-03
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S66 Uniform Combined State Law Examination
    2014-01-03
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21
Other Names
  • Jeffrey Rizzo
  • Jeffrey Scott Rizzo

View on SEC IAPD

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Other Offices

EDWARD JONES · Gainesville, FL
RAYMOND JAMES & ASSOCIATES, INC. · GAINESVILLE, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gainesville, FL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Gainesville, FL
J. W. COLE ADVISORS, INC. · GAINESVILLE, FL
J. W. COLE ADVISORS, INC. · GAINESVILLE, FL
CHARLES SCHWAB & CO., INC. · Gainesville, FL
VALIC FINANCIAL ADVISORS, INC. · GAINESVILLE, FL

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