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Michael James Pass

Midland Wealth Management

Effingham, IL

Mokena, IL

CRD 2835465

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Employer firm

Midland Wealth Management CRD 324997

$3.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-22
  • IL RA
    APPROVED
    Since 2026-07-22

Branch Locations

1201 Network Centre Drive, Effingham, IL 62401 • United States

11100 Front Street, Mokena, IL 60448 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Naperville IL 10/2011 06/2018
Huntington Bank Chicago IL 06/2018 05/2023
Bmo Harris Bank Chicago IL 06/2023 07/2026
Midland Wealth Advisors, Llc Mokena IL 07/2026 Present
  • 10/2011 → 06/2018
    Bmo Harris Bank
    Naperville, IL
  • 06/2018 → 05/2023
    Huntington Bank
    Chicago, IL
  • 06/2023 → 07/2026
    Bmo Harris Bank
    Chicago, IL
  • 07/2026 → Present
    Midland Wealth Advisors, Llc
    Mokena, IL
Previous Registrations
  • 2018-06-27 → 2023-06-09
    Chicago, IL
    Cincinnati, OH
    Chicago, IL
  • 2011-10-11 → 2018-04-18
    Bmo Harris Financial Advisors, Inc.
    Frankfort, IL
    Naperville, IL
    Frankfort, IL
  • 2009-01-08 → 2011-10-04
    Wintrust Investments Llc
    New Lenox, IL
  • 2005-12-16 → 2007-09-26
    Bmo Harris Financial Advisors, Inc.
    Frankfort, IL
    Chicago, IL
  • 2004-08-10 → 2005-12-31
    Harrisdirect Llc
    Frankfort, IL
  • 2004-01-23 → 2004-08-03
    Banc One Securities Corporation
    Chicago, IL
  • 2003-01-28 → 2004-01-27
    Tinley Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-29
S63 Uniform Securities Agent State Law Examination 1997-09-03
  • S65 Uniform Investment Adviser Law Examination
    2001-08-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-03

View on SEC IAPD

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