Shane Allen O'BRien

Current Employers

Employment History

• 05/2007 → 03/2020
  Fidelity Investments
  Westlake, TX
• 09/2021 → 10/2024
  Allworth Financial
  Addison, TX
• 04/2020 → 09/2021
  Unemployed
  Dallas, TX
• 12/2024 → 04/2025
  Peak American Investment Advisors
  Plano, TX
• 06/2026 → Present
  The Vanguard Group, Inc.
  Plano , TX
• 06/2026 → Present
  Vanguard Marketing Corporation
  Plano, TX
• 04/2025 → 06/2026
  Unemployed
  Dallas, TX
• 12/2025 → Present
  Self-Employed
  Dallas, TX
• 08/2026 → Present
  Vanguard Advisers, Inc.
  Plano, TX

Previous Registrations

• 2024-12-02 → 2025-04-17
  Peak American Investment Advisors, Inc.
  Plano, TX
• 2024-09-18 → 2024-09-24
  Allworth Financial, L.P.
  Folsom, CA
  Addison, TX
• 2021-10-21 → 2024-05-15
  Allworth Financial, L.P.
  Folsom, CA
  Addison, TX
• 2006-09-26 → 2007-03-07
  Raa Wealth Management, Llc
  Dallas, TX
• 1998-09-18 → 2006-10-02
  Retirement Advisors Of America
  Dallas, TX

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES

Exams

• S66 Uniform Combined State Law Examination
  2026-08-21
• S65 Uniform Investment Adviser Law Examination
  2021-10-19
• S63 Uniform Securities Agent State Law Examination
  2007-09-21

Other Names

• Shane A Obrien
• Shane O'BRien
• Shane A O'BRien
• Shane A O Brien
• Shane Allen Obrien