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Kristen Carioti

Spectrum Investment Advisors, Inc.

Mequon, WI

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Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-26
  • WI RA
    APPROVED
    Since 2026-08-26

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mount Mary University Milwaukee WI 08/2023 07/2026
Mount Mary University Milwaukee WI 08/2020 08/2023
Mount Mary University Milwaukee WI 08/2011 08/2020
Spectrum Investment Advisers, Inc. Mequon WI 08/2026 Present
  • 08/2023 → 07/2026
    Mount Mary University
    Milwaukee, WI
  • 08/2020 → 08/2023
    Mount Mary University
    Milwaukee, WI
  • 08/2011 → 08/2020
    Mount Mary University
    Milwaukee, WI
  • 08/2026 → Present
    Spectrum Investment Advisers, Inc.
    Mequon, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-21
  • S65 Uniform Investment Adviser Law Examination
    2026-08-21

View on SEC IAPD

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ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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