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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED | 2020-01-10 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
11201 North Port Washington Road (South), Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Mequon | WI | 03/2016 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Mequon | WI | 03/2018 | Present |
1. Big Brothers Big Sisters Ozaukee County; 885 Badger, Circle, WI, 53024; Charitable organization; Finance Chair; Approve the monthly/annual budgets; 09/01/2000; 3.00 Hour(s) Per Month; Not during securities trading hours; Not investment-related. 2. Grafton Gladiators(youth football);P.O. Box 1043 Grafton WI 53024;Youth football; Board Member; Board member and head coach 8th Grade; 9/1/10; 100 hr/yr; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-07-09 |
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