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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-31 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
11201 North Port Washington Road (South), Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Mequon | WI | 03/2016 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Mequon | WI | 03/2018 | Present |
Notary Public; 11201 N Port Washington Rd Mequon WI 53092; Notary - Wisconsin; Notary Public; Notarize documents; 11/04/2004; 2.00 Hour(s) Per Month; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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