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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-28
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2019-06-28
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

11201 North Port Washington Road (South), Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B C Ziegler And Company Milwaukee WI 08/2000 03/2018
Stifel, Nicolaus & Company, Incorporated Mequon WI 03/2018 Present
Previous Registrations
  • 2000-10-11 → 2018-03-16
    B. C. Ziegler And Company
    Milwaukee, WI
    Waukesha, WI
    Mequon, WI
    Chicago, IL
Other Businesses

1. Mequon-Thiensville Chamber of Commerce;6331 W. Mequon Rd Mequon WI 53092;organization of local businesses; Past President - Board of Directors; Consulting on chamber issues and working on relations with the city;1/3/11;4 hr/mo; during securities trading hours; not investment related. 2. City of Mequon, WI; 11333 N Cedarburg Rd, Mequon, WI 53092; Governance of the city of Mequon, WI; member of the Economic Development Board; Stimulate and encourage economic development in the city; 05/01/2020; 3 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Community Projects for Seniors; 3073 S Chase Ave., Suite #201, Milwaukee, WI 53207; Provide social programs, care packages, and serve meals to low income seniors; Board Member; Attend board meetings and fundraising events; 11/20/2007; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Vacation Rentals in Paradise; 740 Esetro Blvd, Fort Meyers Beach, FL 33931; Vacation rental; Service will handle the rental; 04/01/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 5. Community Projects for Seniors; 3073 S Chase Ave. Milwaukee, WI 53207; Has programs to help senior citizens who live in low-income housing within the Milwaukee area; Vice President of the board of directors; To attend regular board meetings and provide input as it pertains to the objectives of the organization; 03/11/2026; 25hrs/yr; During securities trading hours; Not investment related 6. Economic Development Board for the City of Mequon, WI; 11333 N Cedarburg Rd Mequon, WI 53092; Stimulate and encourage economic development in the City and to advise the common council and planning commission for the city; Vice Chairperson of the Board; To attend Economic Development Board meetings and to fill in as chairperson to run those meetings if the current chair is unable; 06/02/2026; 2hrs/mth; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-10
  • S66 Uniform Combined State Law Examination
    2000-10-10

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