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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-28 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
11201 North Port Washington Road (South), Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B C Ziegler And Company | Milwaukee | WI | 08/2000 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Mequon | WI | 03/2018 | Present |
1. Mequon-Thiensville Chamber of Commerce;6331 W. Mequon Rd Mequon WI 53092;organization of local businesses; Past President - Board of Directors; Consulting on chamber issues and working on relations with the city;1/3/11;4 hr/mo; during securities trading hours; not investment related. 2. City of Mequon, WI; 11333 N Cedarburg Rd, Mequon, WI 53092; Governance of the city of Mequon, WI; member of the Economic Development Board; Stimulate and encourage economic development in the city; 05/01/2020; 3 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Community Projects for Seniors; 3073 S Chase Ave., Suite #201, Milwaukee, WI 53207; Provide social programs, care packages, and serve meals to low income seniors; Board Member; Attend board meetings and fundraising events; 11/20/2007; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Vacation Rentals in Paradise; 740 Esetro Blvd, Fort Meyers Beach, FL 33931; Vacation rental; Service will handle the rental; 04/01/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 5. Community Projects for Seniors; 3073 S Chase Ave. Milwaukee, WI 53207; Has programs to help senior citizens who live in low-income housing within the Milwaukee area; Vice President of the board of directors; To attend regular board meetings and provide input as it pertains to the objectives of the organization; 03/11/2026; 25hrs/yr; During securities trading hours; Not investment related 6. Economic Development Board for the City of Mequon, WI; 11333 N Cedarburg Rd Mequon, WI 53092; Stimulate and encourage economic development in the City and to advise the common council and planning commission for the city; Vice Chairperson of the Board; To attend Economic Development Board meetings and to fill in as chairperson to run those meetings if the current chair is unable; 06/02/2026; 2hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-10 |
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