Craig Christopher Authement

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Lpl Financial, Llc
  Baton Rouge, LA

Other Businesses

1. 10/17/2006 - AUTHEMENT FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/4/2008 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - CONTRACTING WITH LIFE INSURANCE, LTC INSURANCE, AND FIXED ANNUITY CARRIERS DIRECTLY FOR CLIENTS. 3. 10/12/2011 - BAYOU KOOL BREEZE, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - THE LLC OWNS 1 "SNO-BALL" TRUCK THAT IS TRANSPORTED TO VARIOUS EVENTS & FESTIVALS TO SELL "SNO-BALLS". 4. 6/10/2016 - Nitro of the South (will be applied for) - Not Investment Related - Home Based - Other-Business Owner - Started 06/01/2016 - 20 Hours Per Month/1 Hour During Securities Trading - My wife and I will be a distributor for Nitrovend. Selling these units to convenience stores and other businesses that wish to purchase a unit. Nitrovend is a nitrogen generator that will be installed at convenience stores to replace air with nitrogen in automobile tires. 5. 10/21/2017 - Align Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/19/2017 - 100 hours per month during securities trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-28
• S63 Uniform Securities Agent State Law Examination
  1999-04-06