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Nicole Michelle Broussard

Ameriprise Financial Services, LLC

Gonzales, LA

Prairieville, LA

Prairieville, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-03-13
  • LA RA
    APPROVED
    Since 2019-03-13

Branch Locations

1124 S Burnside Ave Ste 100B, Gonzales, LA 70737-4249 • United States

37283 Swamp Rd Ste 501, Prairieville, LA 70769 • United States

Prairieville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors, Llc Denver CO 03/2017 08/2017
Ameriprise Financial Services, Inc. Prairieville LA 08/2017 03/2020
Ameriprise Financial Services, Llc Prairieville LA 03/2020 Present
Stratos Wealth Partners Baton Rouge LA 06/2016 03/2017
Jcn Financial & Tax Planning Group Baton Rouge LA 06/2015 06/2016
  • 03/2017 → 08/2017
    Cetera Advisors, Llc
    Denver, CO
  • 08/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Prairieville, LA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Prairieville, LA
  • 06/2016 → 03/2017
    Stratos Wealth Partners
    Baton Rouge, LA
  • 06/2015 → 06/2016
    Jcn Financial & Tax Planning Group
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-07-19
S65 Uniform Investment Adviser Law Examination 2014-11-12
  • S63 Uniform Securities Agent State Law Examination
    2019-07-19
  • S65 Uniform Investment Adviser Law Examination
    2014-11-12
Other Names
  • Nicole D Barbour
  • Nicole Barbour
  • Nicole Broussard
  • Nicole Dias Barbour

View on SEC IAPD

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KRISTIN PARRISH LeBlanc
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Casey Rogers Granger
Anastasia Lynnette Stanley
John David Dawes

Other Offices

LPL FINANCIAL LLC · GONZALES, LA
LPL FINANCIAL LLC · GONZALES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Gonzales, LA
EDWARD JONES · GONZALES, LA
FORTUNE 45, LLC. · GONZALES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Gonzales, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Gonzales, LA
EDWARD JONES · GONZALES, LA

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