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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-17 |
| LA | RA | APPROVED | 2004-07-15 |
Branch Locations
203 N. Bryan Ave Suite B, Gonzales, LA 70737 • United States
4611 Bluebonnet Blvd, Ste A, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Baton Rouge | LA | 06/2004 | Present |
1. 02/08/06 - LEE, DOUGHERTY & FERRARA INVESTMENT MANAGEMENT LLC 2. 11/4/2008 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent: 1%. 3. 01/12/2012 - PATTERSON WEALTH MANAGEMENT, LLC - DBA ONLY. 4. 11/5/2012 - NON-VARIABLE INSURANCE DBA - LDF INSURANCE AGENCY, LLC - SELL LIFE, HEALTH, DISABILITY, AND LTC INSURANCE - TIME SPENT 5% - BATON ROUGE, LA 5. 5/30/2018 - LDFwealth Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/24/2018 - 0 Hour(s) Per Month/0 Hour(s) During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-04-03 |
| S65 | Uniform Investment Adviser Law Examination | 2002-12-23 |
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