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Daniel Rosone

Neuberger Berman Bd LLC

New York, NY

Brooklyn, NY

CRD 6701061

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-06
  • NY RA
    APPROVED
    Since 2025-06-06

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aj Wealth New York NY 05/2016 09/2022
Svb Wealth Llc New York NY 09/2022 06/2023
Rockefeller Capital Management Ny NY 07/2023 06/2025
Rockefeller Financial Llc Ny NY 07/2023 06/2025
Neuberger Berman New York NY 06/2025 Present
  • 05/2016 → 09/2022
    Aj Wealth
    New York, NY
  • 09/2022 → 06/2023
    Svb Wealth Llc
    New York, NY
  • 07/2023 → 06/2025
    Rockefeller Capital Management
    Ny, NY
  • 07/2023 → 06/2025
    Rockefeller Financial Llc
    Ny, NY
  • 06/2025 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
  • 2023-07-06 → 2025-06-26
    Rockefeller Financial Llc
    New York, NY
    New York, NY
    Ny, NY
  • 2022-10-14 → 2023-07-05
    Svb Wealth
    New York, NY
  • 2016-10-26 → 2022-09-13
    Aj Wealth
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-30
S65 Uniform Investment Adviser Law Examination 2016-10-26
  • S63 Uniform Securities Agent State Law Examination
    2025-08-30
  • S65 Uniform Investment Adviser Law Examination
    2016-10-26
Designations
  • Chartered Financial Analyst
Other Names
  • Daniel Rosone
  • Daniel C. Rosone
  • Daniel Charles Rosone

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
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