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1811 Wakarusa Drive Suite 103, Lawrence, KS 66047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-08-05 |
Branch Locations
1811 Wakarusa Drive Suite 103, Lawrence, KS 66047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mattern Wealth Management, Llc | Lawrence | KS | 08/2026 | Present |
| Ku Endowment Association | Lawrence | KS | 04/2022 | 07/2026 |
| Corpus Christi Catholic Church | Lawrence | KS | 03/2018 | 05/2022 |
| Ogden Publications, Inc. | Topeka | KS | 09/2008 | 03/2018 |
1) Corpus Christi School Endowment, Lawrence, KS; Not Investment Related; Nonprofit endowment in support of a K-8th Catholic School; Trustee & Chair of Board of Trustees; Start Date: 11/27/2023; Volunteer capacity: coordinate trustee meetings, distribute quarterly investment reports to the Board of Trustees, facilitate the annual distribution from the endowment in accordance with the endowment's governing policies and board decisions. Approximately spend 0.25 hrs/month; -0- hrs/month during trading hours. 2) Dave Regan Memorial Scholarship Fund/ ran through Douglas County Community Foundation (DCCF), Lawrence, KS; Not Investment Related; Founder of a Scholarship fund; Start date: 7/8/2021; Member of the scholarship selection committee that reviews applications each year and selects the recipient, promotes the fund to alums & nonprofit fundraising for the fund. DCCF is a Nonprofit foundation and any gifts to the fund are charitable gifts. Approximately spend 0.5 hrs/month; -0- hrs/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-02 |
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