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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-18 |
| NC | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Raleigh | NC | 08/2026 | Present |
| Gen Korean Bbq | Cary | NC | 06/2025 | 08/2026 |
| University Of North Carolina Chapel Hill | Chapel Hill | NC | 05/2023 | 05/2025 |
| N/A | Chapel Hill | NC | 05/2021 | 05/2023 |
| University Of North Carolina Chapel Hill | Chapel Hill | NC | 05/2018 | 05/2021 |
| Thai Spices And Sushi | Cary | NC | 05/2016 | 05/2018 |
| Yoji Labs Llc | Raleigh | NC | 05/2026 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 223 S West St, Suite 900 Raleigh, NC 27603 Nature of Business: RIA. Position: Financial Consultant. Start Date: 08/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 223 S West St, Suite 900 Raleigh, NC 27603. Nature of Business: Insurance. Position: Independent Contractor. 08/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Yoji Labs LLC, Not investment-related, 4030 Wake Forest Rd Ste 349, Raleigh, NC, 27609. The nature of the business: Software Consultant. Position: Business Director. Start date: 5/2026. Hours per month: 10 Hours per month during trading hours: 0. My duties to Yoji Labs is to be primarily responsible for the company’s business operations, financial administration, strategic partnerships, and organizational management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-29 |
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