Best Investors Account Sign in
Inactive

Benjamin Wadsworth Brock Roberts

Ironsides Asset Advisors, LLC

Rocky Mount, NC

CRD 8321159

Claim This Profile
Employer firm

Ironsides Asset Advisors, LLC CRD 161683

$1.42B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ironsides Asset Advisors, Llc

511 Tarrytown Center, Rocky Mount, NC 27804 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-11
  • NC RA
    APPROVED
    Since 2026-08-11

Branch Locations

511 Tarrytown Center, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ironsides Asset Advisors, Llc Rocky Mount NC 08/2025 Present
Five Points Capital, Llc Winston Salem ND 10/2023 08/2025
Plexus Capital, Llc Raleigh NC 10/2019 10/2023
Ernst & Young, Llp Charoltte NC 09/2017 10/2019
Wake Forest University School Of Business Winston Salem NC 08/2016 07/2017
  • 08/2025 → Present
    Ironsides Asset Advisors, Llc
    Rocky Mount, NC
  • 10/2023 → 08/2025
    Five Points Capital, Llc
    Winston Salem, ND
  • 10/2019 → 10/2023
    Plexus Capital, Llc
    Raleigh, NC
  • 09/2017 → 10/2019
    Ernst & Young, Llp
    Charoltte, NC
  • 08/2016 → 07/2017
    Wake Forest University School Of Business
    Winston Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-06
  • S65 Uniform Investment Adviser Law Examination
    2026-08-06

View on SEC IAPD

Nearby Firms

EDWARD JONES
PROSPERITY CAPITAL ADVISORS
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

Christy T. Warrick
Anthony Joseph Engrassia
ANTHONY GERARD ENGRASSIA

Nearby Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC

More in Rocky Mount, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor