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511 Tarrytown Center, Rocky Mount, NC 27804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ironsides Asset Advisors, Llc | Rocky Mount | NC | 08/2025 | Present |
| Five Points Capital, Llc | Winston Salem | ND | 10/2023 | 08/2025 |
| Plexus Capital, Llc | Raleigh | NC | 10/2019 | 10/2023 |
| Ernst & Young, Llp | Charoltte | NC | 09/2017 | 10/2019 |
| Wake Forest University School Of Business | Winston Salem | NC | 08/2016 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-06 |
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