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Christy T. Warrick

Edward Jones

Rocky Mount, NC

CRD 3186770

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-01-23
  • NC RA
    APPROVED
    Since 2018-01-23

Branch Locations

3709 Westridge Circle Dr Suite B, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments Rocky Mount NC 01/1999 Present
  • 01/1999 → Present
    Edward Jones Investments
    Rocky Mount, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 2011-08-15
  • S66 Uniform Combined State Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    2011-08-15
Other Names
  • Christy Michelle Thompson
  • Christy T Warrick
  • Christy T. Warrick

View on SEC IAPD

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Nearby Investors

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Nearby Offices

PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC
EDWARD JONES · ROCKY MOUNT, NC

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