Anthony Gerard Engrassia

Current Employers

Employment History

• 07/1991 → 08/2018
  Mutual/United Of Omaha Insurance Company
  Rocky Mount, NC
• 07/1991 → 08/2018
  Mutual Of Omaha Investor Services, Inc.
  Wilmington, NC
• 08/2018 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/2000 → Present
  Wealth Management Strategies, Inc (D.b.a. For Advisory Business)
  Rocky Mount, NC
• 07/2020 → 11/2020
  Mercap Securities, Llc
  Paoli, PA

Previous Registrations

• 2003-10-08 → 2018-08-28
  Mutual Of Omaha Investor Services, Inc.
  Wilmington, NC
  Rocky Mount, NC
  Wilmington, NC
  Morehead City, NC
  Charlotte, NC

Other Businesses

1) Anthony G. Engrassia is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Engrassia spends approx. 10 hrs/week during trading hours on this activity. 2) Anthony G. Engrassia is the co-Owner of Wealth Management Strategies which is the operating entity for Mr. Engrassia's advisory and insurance business. Mr. Engrassia spends approximately forty hours per week during trading hours working under this entity. 3) Anthony G. Engrassia works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Engrassia conducts seminars to help eliminate financial illiteracy as part of his marketing efforts. Mr. Engrassia spends six hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 4) Anthony G. Engrassia is the owner of Engrassia Investments LLC, Rental Property in Rocky Mount, NC. Mr. Engrassia spends approximately one hour per month during non-trading hours on this activity. This is not an investment-related activity. 5 )Anthony G. Engrassia serves as a board member for Habitat for Humanity, a non-profit organization that helps families build homes. Mr. Engrassia attends meetings while spending roughly two hours per month on this activity during non-trading hours. This is not an investment-related activity. 6) Anthony G. Engrassia serves as a board member for Town of Atlantic Beach Planning Board. As part of this organization, Mr. Engrassia helps plan for the growth and evolution of the town, manages land use controls and promotes health, safety and welfare of the town. Mr. Engrassia attends meetings while spending roughly two hours per month on during non-trading hours. This is not an investment-related activity. 7) Anthony G. Engrassia serves as a board member of the Nash-Rocky Mount, NC Rotary, a non-profit volunteer humanitarian service organization. Mr. Engrassia spends approximately one hour per month on this activity during non-trading hours. This is not an investment-related activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-06
• S63 Uniform Securities Agent State Law Examination
  1993-08-20

Designations

Other Names

• Tony Engrassia