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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-25 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Unemployed | New York | NY | 05/2026 | 06/2026 |
| Sotheby'S | New York | NY | 10/2023 | 04/2026 |
| Unemployed | New York | NY | 06/2023 | 09/2023 |
| Columbia University | New York | NY | 09/2021 | 05/2023 |
| Estee Lauder | New York | NY | 06/2022 | 08/2022 |
| Unemployed | New York | NY | 07/2021 | 08/2021 |
| Christie'S | New York | NY | 10/2015 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-15 |
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