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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-26 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Villanova University | Villanova | PA | 08/2015 | 05/2017 |
| London Marriott London County Hall | London | 06/2017 | 07/2017 | |
| Villanova University | Villanova | PA | 08/2017 | 05/2018 |
| Solebury Capital | New Hope | PA | 06/2018 | 07/2018 |
| Par-Four Investment Management Llc | Woodcliff Lake | NJ | 07/2018 | 08/2018 |
| Villanova University | Villanova | PA | 08/2018 | 05/2019 |
| Secor Asset Management | New York | NY | 06/2019 | 07/2020 |
| N/A | Wyckoff | NJ | 08/2020 | 12/2020 |
| Burgiss Group Llc | Hoboken | NJ | 12/2020 | 09/2023 |
| Msci, Inc. | New York | NY | 10/2023 | 07/2026 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
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