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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-19
TX RA APPROVED 2026-08-19
  • NY RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2026-08-19

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
Unemployed New York NY 05/2026 06/2026
Ans Columbus OH 08/2025 05/2026
The Ohio State University Columbus OH 08/2022 12/2025
Jpmorgan Chase Bank, N.A. Columbus OH 05/2025 08/2025
Somers Pointe Gc Corp Somers NY 04/2022 12/2024
Scioto Analysis Columbus OH 02/2024 08/2024
Unemployed Somers NY 04/2021 03/2022
Cvs Pharmacy Somers NY 01/2021 03/2021
Claudgreg Inc Somers NY 10/2020 12/2020
Unemployed Somers NY 07/2016 09/2020
Ans Columbus OH 06/2024 09/2024
  • 07/2026 → Present
    New York, NY
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2026 → 06/2026
    Unemployed
    New York, NY
  • 08/2025 → 05/2026
    Ans
    Columbus, OH
  • 08/2022 → 12/2025
    The Ohio State University
    Columbus, OH
  • 05/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Columbus, OH
  • 04/2022 → 12/2024
    Somers Pointe Gc Corp
    Somers, NY
  • 02/2024 → 08/2024
    Scioto Analysis
    Columbus, OH
  • 04/2021 → 03/2022
    Unemployed
    Somers, NY
  • 01/2021 → 03/2021
    Cvs Pharmacy
    Somers, NY
  • 10/2020 → 12/2020
    Claudgreg Inc
    Somers, NY
  • 07/2016 → 09/2020
    Unemployed
    Somers, NY
  • 06/2024 → 09/2024
    Ans
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29
Other Names
  • Noah M Saks
  • Noah Matthew Saks

View on SEC IAPD

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