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Yana Bhatia

J.P. Morgan Securities LLC

New York, NY

CRD 8318938

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-19
TX RA APPROVED 2026-08-19
  • NY RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2026-08-19

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
Unemployed New York NY 01/2026 06/2026
University Of Southern California Los Angeles CA 08/2024 12/2025
Jpmorgan Chase Bank, N.A. New York NY 06/2025 08/2025
Unemployed Kelowna 09/2023 07/2024
Scotiabank Vancouver 01/2023 08/2023
Scotiabank Kelowna 09/2022 12/2022
Unemployed Kelowna 08/2022 08/2022
Crisil India - Standard & Poor(S&P) Global Mumbai 06/2022 07/2022
Unemployed Kelowna 10/2021 05/2022
Tbwa Worldwide Kelowna 07/2021 09/2021
Unemployed Kelowna 08/2019 06/2021
Unemployed Mumbai 07/2016 07/2019
  • 07/2026 → Present
    New York, NY
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 01/2026 → 06/2026
    Unemployed
    New York, NY
  • 08/2024 → 12/2025
    University Of Southern California
    Los Angeles, CA
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    New York , NY
  • 09/2023 → 07/2024
    Unemployed
    Kelowna
  • 01/2023 → 08/2023
    Scotiabank
    Vancouver
  • 09/2022 → 12/2022
    Scotiabank
    Kelowna
  • 08/2022 → 08/2022
    Unemployed
    Kelowna
  • 06/2022 → 07/2022
    Crisil India - Standard & Poor(S&P) Global
    Mumbai
  • 10/2021 → 05/2022
    Unemployed
    Kelowna
  • 07/2021 → 09/2021
    Tbwa Worldwide
    Kelowna
  • 08/2019 → 06/2021
    Unemployed
    Kelowna
  • 07/2016 → 07/2019
    Unemployed
    Mumbai
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
  • S66 Uniform Combined State Law Examination
    2026-07-02

View on SEC IAPD

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