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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-19 |
| TX | RA | APPROVED | 2026-08-19 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| Unemployed | New York | NY | 01/2026 | 06/2026 |
| University Of Southern California | Los Angeles | CA | 08/2024 | 12/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2025 | 08/2025 |
| Unemployed | Kelowna | 09/2023 | 07/2024 | |
| Scotiabank | Vancouver | 01/2023 | 08/2023 | |
| Scotiabank | Kelowna | 09/2022 | 12/2022 | |
| Unemployed | Kelowna | 08/2022 | 08/2022 | |
| Crisil India - Standard & Poor(S&P) Global | Mumbai | 06/2022 | 07/2022 | |
| Unemployed | Kelowna | 10/2021 | 05/2022 | |
| Tbwa Worldwide | Kelowna | 07/2021 | 09/2021 | |
| Unemployed | Kelowna | 08/2019 | 06/2021 | |
| Unemployed | Mumbai | 07/2016 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-02 |
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