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Ava Kim Moon

J.P. Morgan Securities LLC

New York, NY

CRD 8318931

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-22
TX RA APPROVED 2026-08-22
  • NY RA
    APPROVED
    Since 2026-08-22
  • TX RA
    APPROVED
    Since 2026-08-22

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
Unemployed Los Angeles CA 06/2026 06/2026
University Of Southern California Los Angeles CA 01/2024 05/2026
Jpmorgan Chase Bank, N.A. Las Vegas NV 06/2025 08/2025
Usc Information Technology Services Los Angeles CA 05/2024 05/2025
Teach For America Austin TX 09/2023 04/2024
Montammy Golf Club, Inc. Alpine NJ 06/2023 08/2023
Congressman Frank Pallone New Brunswick NJ 01/2023 05/2023
Unemployed Tenafly NJ 09/2022 12/2022
Nj Assemblywoman Ellen Park Englewood NJ 06/2022 08/2022
Unemployed Tenafly NJ 07/2016 05/2022
  • 07/2026 → Present
    New York, NY
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2026 → 06/2026
    Unemployed
    Los Angeles, CA
  • 01/2024 → 05/2026
    University Of Southern California
    Los Angeles, CA
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Las Vegas, NV
  • 05/2024 → 05/2025
    Usc Information Technology Services
    Los Angeles, CA
  • 09/2023 → 04/2024
    Teach For America
    Austin, TX
  • 06/2023 → 08/2023
    Montammy Golf Club, Inc.
    Alpine, NJ
  • 01/2023 → 05/2023
    Congressman Frank Pallone
    New Brunswick, NJ
  • 09/2022 → 12/2022
    Unemployed
    Tenafly, NJ
  • 06/2022 → 08/2022
    Nj Assemblywoman Ellen Park
    Englewood, NJ
  • 07/2016 → 05/2022
    Unemployed
    Tenafly, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22

View on SEC IAPD

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