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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-20 |
| TX | RA | APPROVED | 2026-08-20 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| Unemployed | Houston | TX | 05/2026 | 06/2026 |
| Brown University Womens Basketball | Providence | RI | 06/2022 | 04/2026 |
| J.P. Morgan Securities Llc | New York | NY | 06/2025 | 08/2025 |
| J.P. Morgan Securities Llc | New York | NY | 06/2024 | 07/2024 |
| Lifetime Fitness | Houston | TX | 05/2022 | 08/2023 |
| Unemployed | Houston | TX | 09/2021 | 04/2022 |
| Safesplash Swim School | Humble | TX | 06/2021 | 08/2021 |
| Association For People In The Community | Humble | TX | 06/2021 | 08/2021 |
| Dunkin Donuts | Houston | TX | 05/2021 | 05/2021 |
| Unemployed | Houston | TX | 10/2020 | 04/2021 |
| Big Rivers Waterpark & Adventures | New Caney | TX | 05/2020 | 09/2020 |
| Unemployed | Houston | TX | 07/2016 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-20 |
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