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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-22 |
| TX | RA | APPROVED | 2026-08-22 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| Unemployed | Boston | MA | 09/2025 | 06/2026 |
| Jpmorganchase | New York | NY | 06/2025 | 08/2025 |
| Unemployed | Boston | MA | 07/2024 | 05/2025 |
| Candle True Stories | New York | NY | 06/2024 | 07/2024 |
| Verdad Capital | Boston | MA | 05/2024 | 05/2024 |
| Unemployed | Boston | MA | 08/2023 | 04/2024 |
| Quiver Quantitative | Boston | MA | 06/2023 | 08/2023 |
| Unemployed | Boston | MA | 07/2016 | 05/2023 |
NAME OF OTHER BUSINESS:Fast Breaks Publishing IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Boston,MA,02108,USA NATURE OF OTHER BUSINESS:Online script publishing company YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2024-07-31 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:2 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Tried to start a small online publishing company with my sister. In the midst of the process to dissolve the company. IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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