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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-24 |
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 06/2026 | Present |
| Unemployed | Atlanta | GA | 09/2025 | 05/2026 |
| Intercontinental Hotels Group Ihg | Atlanta | GA | 06/2025 | 08/2025 |
| Unemployed | Atlanta | GA | 09/2024 | 05/2025 |
| Troon Golf | San Diego | CO | 05/2024 | 08/2024 |
| Unemployed | Atlanta | GA | 09/2022 | 04/2024 |
| Unemployed | San Diego | CA | 06/2016 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-22 |
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