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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-28 |
| OR | RA | APPROVED | 2026-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Running Shop Az | Tucson | AZ | 05/2015 | 05/2017 |
| Raytheon | Tucson | AZ | 06/2016 | 12/2016 |
| Apex Semiconductors | Tucson | AZ | 01/2017 | 05/2017 |
| Ragnar Events | Eugene | OR | 09/2017 | 11/2025 |
| Magellan Health | Scottsdale | AZ | 06/2017 | 01/2023 |
| Prime Therapeutics | Eugene | OR | 01/2023 | Present |
| Stout Asset Management, Llc | Oswego | NY | 07/2026 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-26 |
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