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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-28
OR RA APPROVED 2026-07-28
  • NY RA
    APPROVED
    Since 2026-07-28
  • OR RA
    APPROVED
    Since 2026-07-28

Branch Locations

7824 State Route 104, Oswego, NY 13126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Running Shop Az Tucson AZ 05/2015 05/2017
Raytheon Tucson AZ 06/2016 12/2016
Apex Semiconductors Tucson AZ 01/2017 05/2017
Ragnar Events Eugene OR 09/2017 11/2025
Magellan Health Scottsdale AZ 06/2017 01/2023
Prime Therapeutics Eugene OR 01/2023 Present
Stout Asset Management, Llc Oswego NY 07/2026 Present
Commonwealth Financial Network Waltham MA 07/2026 Present
  • 05/2015 → 05/2017
    The Running Shop Az
    Tucson, AZ
  • 06/2016 → 12/2016
    Raytheon
    Tucson, AZ
  • 01/2017 → 05/2017
    Apex Semiconductors
    Tucson, AZ
  • 09/2017 → 11/2025
    Ragnar Events
    Eugene, OR
  • 06/2017 → 01/2023
    Magellan Health
    Scottsdale, AZ
  • 01/2023 → Present
    Prime Therapeutics
    Eugene, OR
  • 07/2026 → Present
    Stout Asset Management, Llc
    Oswego, NY
  • 07/2026 → Present
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-26
  • S65 Uniform Investment Adviser Law Examination
    2026-01-26

View on SEC IAPD

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