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Nicole Wooyin Lee

J.P. Morgan Securities LLC

New York, NY

CRD 8312214

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-19
TX RA APPROVED 2026-08-19
  • NY RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2026-08-19

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
Unemployed New York NY 06/2026 06/2026
Harvard University Cambridge MA 08/2022 05/2026
Jpmorgan Chase Bank, N.A. New York NY 06/2025 08/2025
Rockefeller Capital Management New York NY 06/2024 08/2024
Innovo Property Group New York NY 06/2023 08/2023
Unemployed Andover MA 07/2016 07/2022
  • 07/2026 → Present
    New York, NY
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2026 → 06/2026
    Unemployed
    New York, NY
  • 08/2022 → 05/2026
    Harvard University
    Cambridge, MA
  • 06/2025 → 08/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2024 → 08/2024
    Rockefeller Capital Management
    New York, NY
  • 06/2023 → 08/2023
    Innovo Property Group
    New York, NY
  • 07/2016 → 07/2022
    Unemployed
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-19
  • S66 Uniform Combined State Law Examination
    2026-08-19

View on SEC IAPD

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