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Inactive

Daniel Richard Harvey

Aull & Monroe

Mobile, AL

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Current Employers
Aull & Monroe

3658 College Ln S, Mobile, AL 36608 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-27
  • AL RA
    APPROVED
    Since 2026-07-27

Branch Locations

3658 College Ln S, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aull & Monroe Mobile AL 06/2026 Present
Roberts Wealth Management Mobile AL 01/2026 05/2026
Johnstone Adams, Llc Mobile AL 08/2025 12/2025
Persons Services Corp. Mobile AL 02/2025 08/2025
Johnstone Adams, Llc Mobile AL 12/2023 01/2025
Wilkins Miller, Llc Mobile AL 01/2023 12/2023
Big Time Diner Mobile AL 05/2022 12/2022
Ums-Wright Preparatory School Mobile AL 06/2016 05/2022
  • 06/2026 → Present
    Aull & Monroe
    Mobile, AL
  • 01/2026 → 05/2026
    Roberts Wealth Management
    Mobile, AL
  • 08/2025 → 12/2025
    Johnstone Adams, Llc
    Mobile, AL
  • 02/2025 → 08/2025
    Persons Services Corp.
    Mobile, AL
  • 12/2023 → 01/2025
    Johnstone Adams, Llc
    Mobile, AL
  • 01/2023 → 12/2023
    Wilkins Miller, Llc
    Mobile, AL
  • 05/2022 → 12/2022
    Big Time Diner
    Mobile, AL
  • 06/2016 → 05/2022
    Ums-Wright Preparatory School
    Mobile, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-27
  • S65 Uniform Investment Adviser Law Examination
    2026-07-27

View on SEC IAPD

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ERIC CHRISTOPHER DROBLYEN
KEE PADGETT GOOSTREE
WILLIAM KELLY NICROSI
KENNETH FRED HUBBARD
JOHN MILES WILLIAMS
RICHARD MOORE STIMPSON

Other Offices

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
EDWARD JONES · MOBILE, AL
OAKWORTH ASSET MANAGEMENT, LLC · Mobile, AL
MEDORA VALUE EQUITY, LLC · MOBILE, AL

More in Mobile, AL

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