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Vimal Shah

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
NJ RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2025-05-30
  • NJ RA
    APPROVED
    Since 2025-04-28

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vishaw Sondhi Cpa Pc Eatontown NJ 08/2016 02/2025
Quality It Source Llc East Brunswick NJ 11/2015 06/2017
The Leaders Group Inc Littleton CO 08/2023 02/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Freehold NJ 04/2025 Present
Bank Of America, N.A. Freehold NJ 06/2025 Present
  • 08/2016 → 02/2025
    Vishaw Sondhi Cpa Pc
    Eatontown, NJ
  • 11/2015 → 06/2017
    Quality It Source Llc
    East Brunswick, NJ
  • 08/2023 → 02/2025
    The Leaders Group Inc
    Littleton, CO
  • 04/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Freehold, NJ
  • 06/2025 → Present
    Bank Of America, N.A.
    Freehold, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-19
  • S66 Uniform Combined State Law Examination
    2024-08-19
Other Names
  • Vimaklumar Shah
  • Vimalkumar Shah
  • Vimkalkumar Shah
  • Vimalkuma Shah
  • Vimal K Shah

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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