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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-07
  • LA RA
    APPROVED
    Since 2026-08-07

Branch Locations

315 South College Suite 222, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Life Lafayette LA 06/2026 Present
Bayou Teche Brewing Arnaudville LA 08/2025 06/2026
B1Bank Baton Rouge LA 12/2024 08/2025
Rouses Markets Baton Rouge LA 02/2024 12/2024
Iris Partners Baton Rouge LA 01/2024 02/2024
Duke's Seafood Denham Springs LA 06/2023 12/2023
Carlton's Seafood Baton Rouge LA 01/2023 06/2023
Academy Sports + Outdoors Denham Springs LA 11/2022 06/2023
Oak Point Fresh Markets Baton Rouge LA 09/2021 11/2022
Stab's Steakhouse Baton Rouge LA 06/2021 09/2021
W & S Brokerage Services, Inc Lafayette LA 07/2026 Present
Winn-Dixie Baton Rouge LA 10/2019 06/2021
N/A; Unemployed Baton Rouge LA 10/2004 10/2019
  • 06/2026 → Present
    Western & Southern Life
    Lafayette, LA
  • 08/2025 → 06/2026
    Bayou Teche Brewing
    Arnaudville, LA
  • 12/2024 → 08/2025
    B1Bank
    Baton Rouge, LA
  • 02/2024 → 12/2024
    Rouses Markets
    Baton Rouge, LA
  • 01/2024 → 02/2024
    Iris Partners
    Baton Rouge, LA
  • 06/2023 → 12/2023
    Duke's Seafood
    Denham Springs, LA
  • 01/2023 → 06/2023
    Carlton's Seafood
    Baton Rouge, LA
  • 11/2022 → 06/2023
    Academy Sports + Outdoors
    Denham Springs, LA
  • 09/2021 → 11/2022
    Oak Point Fresh Markets
    Baton Rouge, LA
  • 06/2021 → 09/2021
    Stab's Steakhouse
    Baton Rouge, LA
  • 07/2026 → Present
    W & S Brokerage Services, Inc
    Lafayette, LA
  • 10/2019 → 06/2021
    Winn-Dixie
    Baton Rouge, LA
  • 10/2004 → 10/2019
    N/A; Unemployed
    Baton Rouge, LA
Other Businesses

Western & Southern Life - NO - Lafayette, LA - Full-Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-29
  • S65 Uniform Investment Adviser Law Examination
    2026-07-29

View on SEC IAPD

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