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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2026 | Present |
| Fax Capital Corp | Toronto | 09/2024 | 05/2026 | |
| Ecapital | Toronto | 01/2023 | 08/2024 | |
| M2J Advisory | Toronto | 10/2022 | 12/2022 | |
| Unemployed | Toronto | 09/2022 | 09/2022 | |
| Q4 Inc. | Toronto | 06/2021 | 08/2022 | |
| Unemployed | Toronto | 02/2021 | 05/2021 | |
| The Flowr Corporation | Toronto | 05/2019 | 01/2021 | |
| Bmo Capital Markets | Toronto | 06/2012 | 05/2019 |
NAME OF OTHER BUSINESS:M2J Advisory IS THIS OTHER BUSINESS INVESTMENT RELATED?:Yes ADDRESS:,Toronto,,M5M 2A9,CAN NATURE OF OTHER BUSINESS:Consulting/Advisory YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2022-10-10 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:10 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:1 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:I set up my own company in 2022 to take on consulting clients - the consulting services offered were principally related to sales, business development & investor relations. Client engagements were for privately held/owned companies, not publicly traded issuers. I am the sole owner/director/employee of the entity & always have been. IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-26 |
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