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Thierry Elmaleh

J.P. Morgan Securities LLC

New York, NY

CRD 8306752

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-04
TX RA APPROVED 2026-08-04
  • NY RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 06/2026 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2026 Present
Fax Capital Corp Toronto 09/2024 05/2026
Ecapital Toronto 01/2023 08/2024
M2J Advisory Toronto 10/2022 12/2022
Unemployed Toronto 09/2022 09/2022
Q4 Inc. Toronto 06/2021 08/2022
Unemployed Toronto 02/2021 05/2021
The Flowr Corporation Toronto 05/2019 01/2021
Bmo Capital Markets Toronto 06/2012 05/2019
  • 06/2026 → Present
    New York, NY
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2024 → 05/2026
    Fax Capital Corp
    Toronto
  • 01/2023 → 08/2024
    Ecapital
    Toronto
  • 10/2022 → 12/2022
    M2J Advisory
    Toronto
  • 09/2022 → 09/2022
    Unemployed
    Toronto
  • 06/2021 → 08/2022
    Q4 Inc.
    Toronto
  • 02/2021 → 05/2021
    Unemployed
    Toronto
  • 05/2019 → 01/2021
    The Flowr Corporation
    Toronto
  • 06/2012 → 05/2019
    Bmo Capital Markets
    Toronto
Other Businesses

NAME OF OTHER BUSINESS:M2J Advisory IS THIS OTHER BUSINESS INVESTMENT RELATED?:Yes ADDRESS:,Toronto,,M5M 2A9,CAN NATURE OF OTHER BUSINESS:Consulting/Advisory YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2022-10-10 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:10 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:1 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:I set up my own company in 2022 to take on consulting clients - the consulting services offered were principally related to sales, business development & investor relations. Client engagements were for privately held/owned companies, not publicly traded issuers. I am the sole owner/director/employee of the entity & always have been. IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-26
  • S66 Uniform Combined State Law Examination
    2026-05-26

View on SEC IAPD

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