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Catalina Robles Gorriti

J.P. Morgan Securities LLC

New York, NY

CRD 8304454

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-17
TX RA APPROVED 2026-07-17
  • NY RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2026 Present
J.P. Morgan Securities Llc New York NY 06/2026 Present
Unemployed New York NY 03/2025 05/2026
Balanz Capital Valores Buenos Aires 04/2021 02/2025
Unemployed Buenos Aires 02/2019 03/2021
Capital Markets Buenos Aires 11/2017 01/2019
Unemployed Buenos Aires 09/2017 10/2017
Hsbc Buenos Aires 03/2016 08/2017
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2026 → Present
    New York, NY
  • 03/2025 → 05/2026
    Unemployed
    New York, NY
  • 04/2021 → 02/2025
    Balanz Capital Valores
    Buenos Aires
  • 02/2019 → 03/2021
    Unemployed
    Buenos Aires
  • 11/2017 → 01/2019
    Capital Markets
    Buenos Aires
  • 09/2017 → 10/2017
    Unemployed
    Buenos Aires
  • 03/2016 → 08/2017
    Hsbc
    Buenos Aires
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-21
  • S66 Uniform Combined State Law Examination
    2026-05-21

View on SEC IAPD

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