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Steven Brett Lindeman

Principal Securities, Inc.

Denver, CO

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
  • CO RA
    APPROVED
    Since 2026-07-29

Branch Locations

4600 S Syracuse St Ste 1000, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ovintiv Oil & Gas Denver CO 01/2010 04/2026
Unemployed Denver CO 04/2026 06/2026
Principal Life Insurance Company Denver CO 06/2026 Present
Principal Securities, Inc. Denver CO 06/2026 Present
  • 01/2010 → 04/2026
    Ovintiv Oil & Gas
    Denver, CO
  • 04/2026 → 06/2026
    Unemployed
    Denver, CO
  • 06/2026 → Present
    Principal Life Insurance Company
    Denver, CO
  • 06/2026 → Present
    Principal Securities, Inc.
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29
Other Names
  • Steven Lindeman
  • Brett Lindeman

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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